The imposition of new and updated standards such as IFRS 9, Solvency II, UCITS IV and AIFMD proceeding in Europe, along with the Dodd-Frank Act in the USA, obliges organisations to adapt and prepare their investment management systems for an evolving new regulatory playing field. We have gathered a number of resources to help you learn more about how regulation will impact the investment management industry. We trust you will find these helpful.
Want to assess the impact of new regulations on your investment management system? Try our online self-assessment tool.
Challenges in the front office: new regulations force derivatives market overhaul
Regulation: the challenge of reconciling growth and compliance
Best practices: the optimal investment management system for regulatory compliance
Cost management in a more regulated asset management industry
Asset managers: new requirements in light of the financial crisis
Regulation and risk governance (PDF)
Avoiding international financial crises: an incomplete reform agenda (PDF)
Regulatory challenges for the European asset management industry (PDF)
The regulatory challenge: compliance and growth - Part 1 (with TowerGroup)
The regulatory challenge: compliance and growth - Part 2 (with American Century Investments)
UCITS IV: enabling growth for asset managers
IFRS 9 - is your infrastructure ready?
Watch interview with TowerGroup's Dushyant Shahrawat
Download the Dodd-Frank white paper: Impact of Dodd-Frank on OTC derivatives: supporting central trading and clearing
Dodd-Frank Act: how will the Act affect IT? Preparing for UCITS IV
UCITS IV: what investment management firms should do to comply and ensure growth Gearing up investment management systems for UCITS IV IFRS 9: the changes and IT challenges in store IFRS 9: meet requirements and build competitive advantage with your investment management software Countdown to Solvency II Solvency II: what it means for investment management systems
AIFMD: changes and benefits in store for the European alternative fund industry
Download the PDF Read the E-mag version
Watch our interview with TowerGroup Senior Research Director, Dushyant Shahrawat
